Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Adam is a registered investment advisor representative with UBS Financial Services Inc., located in Weehawken, New Jersey. Elizabeth has been in the securities industry since May 21, 1996. Elizabeth has registrations in 55 states, with both Broker-Dealer and Investment Advisor designations. Elizabeth has passed several securities exams including Series 7, 9, 10, 31, 63, and 65. Elizabeth's previous employers include Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/30/2008 - Present
UBS Financial Services Inc. (Seminole FL)
FL
04/02/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (ST. PETERSBURG FL)
FL
05/22/1996 - 04/02/2007
MORGAN STANLEY DW INC. (ST. PETERSBURG FL)
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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