Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth A. Sullivan is a financial advisor who has been in the industry since March 2011. Elizabeth is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is a registered representative in Connecticut, New York, and Texas. Elizabeth has previously worked at BARCLAYS CAPITAL INC., SANFORD C. BERNSTEIN & CO., LLC, and PARK AVENUE SECURITIES LLC. Elizabeth holds the Series 3, Series 7, and Series 66 licenses. Elizabeth has a strong background in financial planning and portfolio management. Elizabeth has also worked with several non-profit organizations, including the New York-Presbyterian Hospital and the Lincoln Center Corporate Fund.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/16/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
08/27/2012 - 08/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/17/2011 - 09/12/2012
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
12/14/2010 - 01/19/2011
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 02/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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