Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Gallagher is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Elizabeth has over 20 years of experience in the financial services industry. She is a Registered Representative and holds the Series 3, 7, 10, 24, 63 and SIE licenses. Elizabeth's previous employers include Columbia Management Distributors, Inc., State Street Research Investment Services, Inc., Credit Suisse First Boston Corporation, Lehman Brothers Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/25/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
02/01/2007 - 09/14/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
05/17/2001 - 02/03/2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/30/1999 - 05/02/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
04/14/1992 - 09/23/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
01/21/1992 - 04/07/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/06/1991 - 01/10/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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