Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisse? Claim Your ProfileElisse Laparche Ewing is a financial advisor at Wells Fargo Clearing Services, LLC. She is a registered representative with the firm and has been in the industry since 2001. Elisse Laparche Ewing is registered to provide financial advice in many states, including Texas, Mississippi, and Alabama. In addition to her Series 7 and Series 63 licenses, she also holds the SIE exam. Elisse Laparche Ewing has prior experience with UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
12/18/2012 - Present
Wells Fargo Clearing Services, LLC (RIDGELAND MS)
MS
04/25/2008 - 10/03/2012
UBS FINANCIAL SERVICES INC. (JACKSON MS)
MS
04/02/2007 - 04/28/2008
MORGAN STANLEY & CO. INCORPORATED (RIDGELAND MS)
MS
02/13/2001 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGELAND MS)
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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