Unclaimed
Elissa Suslow is a licensed securities professional with over 18 years of experience in the financial services industry. Elissa is currently a registered representative with R. F. Lafferty & Co., Inc. Elissa has also previously worked at Kern, Suslow Securities, Inc. Elissa holds a variety of securities licenses, including Series 7, 24, 53, 55, and 63. Elissa has a broad range of experience in the financial markets and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/14/2013 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
07/11/2005 - 12/31/2013
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/10/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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