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Elissa Ann Washburn

Axos Clearing LLC

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About Elissa Ann Washburn

Elissa Ann Washburn is a financial professional with over 27 years of experience in the financial services industry. Elissa currently holds the position of a registered representative at Axos Clearing LLC. Elissa has previously held positions at Goldman Sachs Custody Solutions and T. Rowe Price Investment Services, Inc. Elissa is licensed to conduct business in Colorado. Elissa holds a variety of licenses and certifications, including Series 6, Series 7, Series 24, and Series 63. Elissa has been involved in the industry since November 21, 1996.

Firm Information

Elissa Washburn is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elissa Washburn’s Registration & Firm History

CO

10/02/2023 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

11/16/2016 - 09/29/2023

GOLDMAN SACHS CUSTODY SOLUTIONS (Colorado Springs CO)

CO

12/14/1994 - 12/09/2014

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 01/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/13/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elissa Ann Washburn.
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