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Eliseo Sampayo

Roosevelt & Cross, Inc.

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About Eliseo Sampayo

Eliseo Sampayo is a registered representative with Roosevelt & Cross, Inc. Eliseo has over 25 years of experience in the financial industry. Eliseo is licensed to sell securities in 11 states including New York, California, Illinois, Arizona, Minnesota, and others. Eliseo holds Series 7, Series 52TO, and Series 63 securities licenses. Prior to joining Roosevelt & Cross, Inc., Eliseo was a registered representative with MESIROW FINANCIAL, INC. Eliseo has also held positions with Jefferies LLC, DEPFA FIRST ALBANY SECURITIES, LLC, BROADPOINT CAPITAL, INC., and E.A. MOOS & CO. L.P.

Firm Information

Eliseo Sampayo is currently registered with Roosevelt & Cross, Inc.. Roosevelt & Cross, Inc. is a Corporation that was formed on April 19, 1972. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eliseo Sampayo’s Registration & Firm History

NY

05/18/2022 - Present

Roosevelt & Cross, Inc. (NEW YORK NY)

NY

09/11/2017 - 08/20/2019

MESIROW FINANCIAL, INC. (NEW YORK NY)

NY

03/27/2009 - 08/21/2017

JEFFERIES LLC (NEW YORK NY)

NY

09/17/2007 - 03/27/2009

DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)

NY

03/05/1997 - 09/18/2007

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NJ

04/24/1996 - 12/18/1996

E.A. MOOS & CO. L.P. (SUMMIT NJ)

NY

01/13/1993 - 04/23/1996

ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eliseo Sampayo. Review regulatory record here.
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