Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eliseo? Claim Your ProfileEliseo Rodriguez is a securities professional with over two decades of experience in the financial services industry. Eliseo is currently registered with Franklin Distributors, LLC, a firm headquartered in Stamford, Connecticut, and has held principal licenses for many years. Eliseo began his career in 2001 and holds licenses including Series 7, Series 24, Series 26, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/22/2007 - Present
Franklin Distributors, LLC (STAMFORD CT)
NE
01/12/2001 - 03/31/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 01/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/25/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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