Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eliseo? Claim Your ProfileEliseo Lopezornelas is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Eliseo has been in the industry for over 6 years and has a strong track record of success. Eliseo is licensed in multiple states and holds multiple licenses including Series 7, Series 66, and SIE. Eliseo has a Bachelor of Arts degree in Business Administration from California State University, Dominguez Hills and a Master of Business Administration from DeVry Keller School of Management. He has a diverse background in finance and business, and he is passionate about helping his clients achieve their financial goals. Eliseo works with a variety of clients, including individuals, families, businesses, and institutions. Eliseo's services include financial planning, investment management, retirement planning, and estate planning. Eliseo is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). He is committed to providing his clients with the highest level of service and integrity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (IRVINE CA)
CA
10/08/2021 - 10/19/2022
AMERIPRISE FINANCIAL SERVICES, LLC (IRVINE CA)
BOTH
Issued 12/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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