Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elise? Claim Your ProfileElise Frances Drake is a registered representative with over 30 years of experience in the financial services industry. Elise is currently affiliated with T.r. Winston & Company, LLC and has held prior positions with INGALLS & SNYDER. Elise holds a variety of licenses and registrations, including Series 7, 24, 63, 65, 99TO, and SIE. Elise's career has spanned multiple states, including California, Connecticut, Florida, Georgia, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, North Carolina, Pennsylvania, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
04/26/1989 - Present
T.r. Winston & Company, LLC (FRANCONIA NH)
NA
07/21/1987 - 07/06/1988
INGALLS & SNYDER
IA
Issued 10/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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