Unclaimed
Elisabeth Jayne Berry is a registered representative with Guggenheim Funds Distributors, LLC, in Rockville, MD. Elisabeth has been in the industry since December 17, 2014 and holds the Series 3, Series 7 and Series 63 licenses. Elisabeth was previously registered with Guggenheim Investor Services, LLC and Guggenheim Securities, LLC, both in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
MD
10/25/2016 - Present
Guggenheim Funds Distributors, LLC (ROCKVILLE MD)
NY
11/13/2015 - 11/04/2016
GUGGENHEIM INVESTOR SERVICES, LLC (NEW YORK NY)
NY
12/18/2014 - 11/13/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Elisabeth Berry is the right advisor for you? Invested Better is here to help.