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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisabeth? Claim Your ProfileElisabeth Hickox is an experienced financial advisor with over 20 years in the industry. Elisabeth is currently registered with Osaic Wealth, Inc. and has been associated with several other firms throughout her career, including Signator Investors, Inc., Wells Fargo Advisors, LLC, and Herzog, Heine, Geduld, LLC. Elisabeth holds both Series 66 and Series 63 licenses, and has passed the Series 7, Series 55, and SIE exams. Elisabeth is also registered to provide investment advisory services in several states including Rhode Island, Massachusetts, Texas, and others. Elisabeth has a diverse client base and provides financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
09/26/2024 - Present
Osaic Wealth, Inc. (NEWPORT RI)
RI
04/20/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (NEWPORT RI)
RI
09/12/2011 - 03/04/2016
WELLS FARGO ADVISORS, LLC (MIDDLETOWN RI)
NY
05/26/2005 - 01/06/2006
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
03/17/2000 - 04/17/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
12/15/1997 - 07/07/1999
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
05/02/1994 - 08/06/1997
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NA
01/24/1989 - 02/21/1989
INVESTORS CENTER, INC.
BOTH
Issued 09/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2005
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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