Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisabeth? Claim Your ProfileElisabeth Sorensen is an investment advisor representative at Oppenheimer & Co. Inc. with over 17 years of experience in the financial services industry. Elisabeth is registered with the state of California as a Registered Investment Advisor and has Series 7, Series 63, Series 65, Series 79TO and SIE securities licenses. Elisabeth specializes in financial planning, portfolio management for individuals, businesses and pooled investment vehicles, pension consulting, and selection of other advisors. Previously, Elisabeth worked for Residential Funding Securities, LLC and Friedman, Billings, Ramsey & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/19/2017 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
CA
07/31/2006 - 01/14/2010
RESIDENTIAL FUNDING SECURITIES, LLC (SAN FRANCISCO CA)
CA
04/27/2005 - 07/21/2006
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (SAN FRANCISCO CA)
IA
Issued 05/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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