Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisabeth? Claim Your ProfileElisabeth Baldwin is a financial advisor with Avantax Advisory Services. Elisabeth has been working in the financial services industry since 1994. Elisabeth holds Series 63, 65 and 7 licenses, as well as the SIE. Elisabeth has worked for various firms over the years, including Cetera Investment Services, Raymond James & Associates, and Morgan Keegan & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
GA
10/25/2019 - Present
Avantax Advisory Services (Alpharetta GA)
GA
10/23/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (GAINESVILLE GA)
GA
05/23/2014 - 10/23/2018
CETERA INVESTMENT SERVICES LLC (GAINESVILLE GA)
GA
02/13/2013 - 05/21/2014
RAYMOND JAMES & ASSOCIATES, INC. (GAINESVILLE GA)
GA
07/16/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (GAINESVILLE GA)
GA
08/24/2009 - 07/05/2012
BB&T INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
06/15/2002 - 08/04/2009
WELLS FARGO ADVISORS, LLC (GAINESVILLE GA)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/17/1994 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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