Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisabeth? Claim Your ProfileElisabeth Buckingham Sampson is a financial advisor with over 23 years of experience in the industry. Elisabeth is currently registered with J.P. Morgan Securities LLC, where she has been working since May 2023. Prior to joining J.P. Morgan Securities LLC, Elisabeth worked at Charles Schwab & Co., Inc., where she held various roles from 2006 to 2023. Elisabeth has a broad range of experience in the financial services industry, with expertise in investment advisory, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/04/2023 - Present
J.p. Morgan Securities LLC (Columbus OH)
IL
08/17/2022 - 05/22/2023
CHARLES SCHWAB & CO., INC. (Chicago IL)
NY
12/23/2015 - 07/15/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IL
07/19/2006 - 12/01/2015
CHARLES SCHWAB & CO., INC. (SCHAUMBURG IL)
MA
05/10/2005 - 07/12/2006
TD AMERITRADE, INC. (BURLINGTON MA)
MA
01/19/2000 - 03/31/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 5/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/7/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/6/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/2/2001
Series 7 - General Securities Representative Examination
BC
Issued 1/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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