Unclaimed
Elisa Lindley is a financial advisor with Cambridge Investment Research, Inc. She is based in Worcester, MA and has been in the industry since 1996. Elisa Lindley has a Series 6, 7 and 63 license, and has been registered with the state of Massachusetts since 2019. Elisa Lindley was previously affiliated with FSC Securities Corporation, Advantage Capital Corporation, Veravest, Inc., and Allmerica Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/03/2019 - Present
Cambridge Investment Research, Inc. (Worcester MA)
MA
02/27/2009 - 09/06/2019
FSC SECURITIES CORPORATION (WORCESTER MA)
MA
12/02/2004 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (WORCESTER MA)
MA
04/11/2001 - 12/19/2003
VERAVEST, INC. (WORCESTER MA)
MA
10/23/1996 - 04/11/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
ME
06/08/1995 - 06/08/1996
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
BC
Issued 08/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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