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Elisa Rae Lindley

Cambridge Investment Research, Inc.

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About Elisa Rae Lindley

Elisa Lindley is a financial advisor with Cambridge Investment Research, Inc. She is based in Worcester, MA and has been in the industry since 1996. Elisa Lindley has a Series 6, 7 and 63 license, and has been registered with the state of Massachusetts since 2019. Elisa Lindley was previously affiliated with FSC Securities Corporation, Advantage Capital Corporation, Veravest, Inc., and Allmerica Investments, Inc.

Firm Information

Elisa Lindley is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elisa Lindley’s Registration & Firm History

MA

09/03/2019 - Present

Cambridge Investment Research, Inc. (Worcester MA)

MA

02/27/2009 - 09/06/2019

FSC SECURITIES CORPORATION (WORCESTER MA)

MA

12/02/2004 - 02/27/2009

ADVANTAGE CAPITAL CORPORATION (WORCESTER MA)

MA

04/11/2001 - 12/19/2003

VERAVEST, INC. (WORCESTER MA)

MA

10/23/1996 - 04/11/2001

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

ME

06/08/1995 - 06/08/1996

440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)

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Licenses & Designations

BC

Issued 08/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elisa Rae Lindley.
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