Unclaimed
Elisa Nicole Ricci is a registered representative with Sanctuary Securities, Inc.. Elisa is a Series 7TO, Series 63 and SIE licensed professional. Elisa has been registered in the securities industry since June 2019. Previously, Elisa worked at PRINCIPAL SECURITIES, INC. and OPPENHEIMER & CO. INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/01/2023 - Present
Sanctuary Securities, Inc. (JERSEY CITY NJ)
NY
05/09/2019 - 04/12/2023
PRINCIPAL SECURITIES, INC. (UTICA NY)
NY
03/14/2023 - 04/03/2023
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 06/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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