Invested Better
Unclaimed

Unclaimed

Unclaimed

Elisa Nicole Ricci

Sanctuary Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Elisa? Claim Your Profile

About Elisa Nicole Ricci

Elisa Nicole Ricci is a registered representative with Sanctuary Securities, Inc.. Elisa is a Series 7TO, Series 63 and SIE licensed professional. Elisa has been registered in the securities industry since June 2019. Previously, Elisa worked at PRINCIPAL SECURITIES, INC. and OPPENHEIMER & CO. INC..

Firm Information

Elisa Ricci is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Elisa Ricci’s Registration & Firm History

NJ

06/01/2023 - Present

Sanctuary Securities, Inc. (JERSEY CITY NJ)

NY

05/09/2019 - 04/12/2023

PRINCIPAL SECURITIES, INC. (UTICA NY)

NY

03/14/2023 - 04/03/2023

OPPENHEIMER & CO. INC. (NEW YORK NY)

Not sure if Elisa Nicole Ricci is right for you?

Licenses & Designations

BC

Issued 06/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elisa Nicole Ricci.
Not sure if Elisa Nicole Ricci is right for you?