Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elisa? Claim Your ProfileElisa Moore is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the industry. Elisa holds a Series 66 and Series 7 license, and is registered in 14 states. Elisa also has a strong track record of providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Prior to joining Merrill Lynch, Elisa worked at Santander Securities LLC, Citizens Securities, Inc., and Wells Fargo Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/30/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HARTFORD CT)
MA
03/18/2021 - 08/03/2022
SANTANDER SECURITIES LLC (Holliston MA)
MA
08/22/2019 - 01/29/2021
CITIZENS SECURITIES, INC. (GRAFTON MA)
CA
08/04/2015 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRASS VALLEY CA)
CA
10/03/2011 - 07/07/2015
WELLS FARGO ADVISORS, LLC (ROSEVILLE CA)
BOTH
Issued 10/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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