Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eliot? Claim Your ProfileEliot Small is a financial professional who holds the Series 79TO and SIE exams and has been in the industry since July 2023. Eliot is currently registered with TD Securities (usa) LLC and has previously worked at Cowen and Company. Eliot is currently located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
07/22/2023 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 07/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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