Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elie? Claim Your ProfileElie Richard is a financial professional with over 20 years of experience in the industry. Elie is currently registered with PFS Investments Inc. and has been with the firm since 2009. Prior to that, Elie worked with Legacy Financial Services, Inc. Elie holds the Series 6, Series 26, and Series 63 securities licenses. Elie specializes in providing financial advice and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
07/27/2009 - Present
PFS Investments Inc. (POMPANO BEACH FL)
GA
01/02/2003 - 02/05/2005
PFS INVESTMENTS INC. (DULUTH GA)
CA
01/10/2001 - 08/07/2001
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
GA
06/07/1993 - 12/01/2000
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 04/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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