Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elicia? Claim Your ProfileElicia Christine Nicoll is a registered representative with Northwestern Mutual Investment Services, LLC. Elicia has been in the securities industry since 2008 and holds Series 6, 7, 63, and SIE licenses. Elicia's prior experience includes a role at ADP Broker-Dealer, Inc. Elicia is located in the Los Angeles office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
07/30/2021 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
NJ
08/04/2008 - 10/30/2014
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 09/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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