Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elice? Claim Your ProfileElice Jihyeon Lee is a financial professional with over 17 years of experience in the financial services industry. Elice is currently registered with Ascensus Investment Advisors, LLC, and has previously been associated with CUNA Brokerage Services, Inc., Capital Brokerage Corporation, Genworth Financial Securities Corporation, NYLIFE Securities LLC, Foresters Equity Services, Inc., and PRUCO Securities, LLC. Elice specializes in providing financial advice and portfolio management services for state or municipal government entities. Elice's primary office is located in Newton, Massachusetts. Elice has earned the Series 6, 7, 63, and 66 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of program management fee and percentage of aua
1
2
MA
11/21/2019 - Present
Ascensus Investment Advisors, LLC (NEWTON MA)
IA
11/19/2013 - 08/07/2019
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
VA
11/23/2009 - 10/09/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
08/24/2007 - 08/10/2009
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
NY
02/08/2007 - 04/25/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
IL
10/31/2005 - 01/10/2007
FORESTERS EQUITY SERVICES, INC. (SCHAUMBURG IL)
NJ
12/10/2004 - 10/20/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 03/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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