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Elias Suarez

Axos Clearing LLC

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About Elias Suarez

Elias Suarez is a financial professional with over 20 years of experience in the financial services industry. Elias has a strong background in investment products and services, and is currently registered with Axos Clearing LLC in Centennial, Colorado. Elias has held previous positions with LPL Financial LLC, TD Ameritrade, Inc. and U.S. Global Brokerage, Inc. Elias holds Series 6, 7, 26 and 63 licenses and is a registered representative.

Firm Information

Elias Suarez is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elias Suarez’s Registration & Firm History

CO

06/13/2022 - Present

Axos Clearing LLC (CENTENNIAL CO)

SC

02/05/2021 - 06/22/2022

LPL FINANCIAL LLC (FORT MILL SC)

TX

12/05/2002 - 01/06/2021

TD AMERITRADE, INC. (SAN ANTONIO TX)

TX

09/04/1998 - 03/04/2002

U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 11/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 07/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Elias Suarez.
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