Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elias? Claim Your ProfileElias Mayer Sutton is a financial professional with over three decades of experience in the securities industry. Elias has been registered with Middlegate Securities Inc. since 1989. Elias holds Series 7, 55, 63, 79TO, 57TO, 99TO and SIE licenses. Elias is currently registered in seven states: California, Connecticut, Florida, Illinois, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/23/1989 - Present
Middlegate Securities Inc. (NEW YORK NY)
BC
Issued 08/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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