Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elias? Claim Your ProfileElias Kontos is an active Registered Representative and Investment Adviser Representative. Elias is a financial professional with over 20 years of experience. Elias has passed the Series 7, Series 31 and the SIE Exams and is a Certified Financial Planner. Elias has held registrations with J.P. Morgan Securities LLC, Chase Investment Services Corp., and UBS Financial Services Inc. Elias is currently registered with J.P. Morgan Securities LLC. Elias holds registrations in 35 states for brokerage services and 3 states for advisory services. Elias has 25 SRO Registrations and 1 FINRA Registration. Elias has specializations in portfolio management for individuals, businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/20/2013 - Present
J.p. Morgan Securities LLC (Boca Raton FL)
IL
07/12/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WILMETTE IL)
IL
12/12/2006 - 07/08/2010
CHASE INVESTMENT SERVICES CORP. (PARK RIDGE IL)
IL
01/16/2004 - 09/12/2006
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
11/29/2000 - 01/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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