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Elias Katz

Mischler Financial Group, Inc.

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About Elias Katz

Elias Katz is a financial professional with over 25 years of experience in the industry. Elias is currently registered with Mischler Financial Group, Inc. Elias has held previous roles with Drexel Hamilton, LLC, First Liberties Financial, Deutsche Bank Securities Inc., Daiwa Securities America Inc., UBS Securities Inc., and Salomon Brothers Inc. Elias is licensed to conduct business in 17 states across the country.

Firm Information

Elias Katz is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elias Katz’s Registration & Firm History

CT

04/20/2020 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

NY

09/26/2013 - 04/17/2020

DREXEL HAMILTON, LLC (NEW YORK NY)

TX

09/21/2012 - 09/27/2013

FIRST LIBERTIES FINANCIAL (DALLAS TX)

NY

07/15/1994 - 09/15/1998

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/26/1991 - 04/28/1994

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

02/08/1991 - 06/13/1991

UBS SECURITIES INC. (NEW YORK NY)

NY

08/24/1982 - 03/25/1991

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/02/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/16/2000

Series 3 - National Commodity Futures Examination

BC

Issued 11/24/1982

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elias Katz.
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