Unclaimed
Elias Emile Sayegh is an active advisor registered with FINRA and has been in the industry since 2012. Elias is currently registered with Scotia Capital (usa) Inc. and previously worked at BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BARCLAYS CAPITAL INC. Elias has passed the Series 63, SIE, Series 79, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/10/2019 - 09/17/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/05/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/30/2012 - 08/25/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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