Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eliane? Claim Your ProfileEliane Penha is an investment advisor representative, registered with Citigroup Global Markets Inc.. Eliane has been in the industry since 2005 and holds FINRA Series 63, 7, 9, 10, 24, 65, 99 and SIE licenses. Eliane is also registered as an investment advisor representative with the state of New York. Eliane previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS, LLC, CITICORP INVESTMENT SERVICES, UBS INTERNATIONAL INC. and J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/22/2022 - Present
Citigroup Global Markets Inc. (Jersey City NJ)
NY
10/20/2021 - 05/17/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/28/2019 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
CA
04/25/2012 - 10/02/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
NY
10/01/2009 - 01/24/2011
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/29/2007 - 08/31/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/10/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/17/2002 - 01/21/2003
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
04/03/2001 - 08/08/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 07/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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