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Eli Lazarowitz

SG Americas Securities, LLC

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About Eli Lazarowitz

Eli Lazarowitz is a financial professional with over 16 years of experience in the financial industry. Eli is currently registered with SG Americas Securities, LLC and has previously held positions at CLEAR STREET LLC, BNP PARIBAS PRIME BROKERAGE, INC., BNP PARIBAS SECURITIES CORP., GOLDMAN SACHS EXECUTION & CLEARING, L.P., CITICORP INVESTMENT SERVICES and WATERHOUSE SECURITIES, INC. Eli holds several licenses including Series 3, Series 7, Series 99, Series 63, Series 7TO, Series 99TO and SIE.

Firm Information

Eli Lazarowitz is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eli Lazarowitz’s Registration & Firm History

NY

02/24/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

06/23/2020 - 02/22/2022

CLEAR STREET LLC (NEW YORK NY)

NY

05/15/2017 - 10/03/2017

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

05/15/2017 - 10/03/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/13/2000 - 01/06/2012

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

03/20/1999 - 04/06/2000

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NE

09/08/1998 - 01/04/1999

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 08/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2024

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/03/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2017

Series 99 - Operations Professional Examination

BC

Issued 08/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Eli Lazarowitz. Review regulatory record here.
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