Unclaimed
Eli Lazarowitz is a financial professional with over 16 years of experience in the financial industry. Eli is currently registered with SG Americas Securities, LLC and has previously held positions at CLEAR STREET LLC, BNP PARIBAS PRIME BROKERAGE, INC., BNP PARIBAS SECURITIES CORP., GOLDMAN SACHS EXECUTION & CLEARING, L.P., CITICORP INVESTMENT SERVICES and WATERHOUSE SECURITIES, INC. Eli holds several licenses including Series 3, Series 7, Series 99, Series 63, Series 7TO, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/24/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
06/23/2020 - 02/22/2022
CLEAR STREET LLC (NEW YORK NY)
NY
05/15/2017 - 10/03/2017
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
05/15/2017 - 10/03/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/13/2000 - 01/06/2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
03/20/1999 - 04/06/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
09/08/1998 - 01/04/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2017
Series 99 - Operations Professional Examination
BC
Issued 08/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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