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Eli C Pao

Charles Schwab & CO., Inc.

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About Eli C Pao

Eli Pao is a financial advisor with Charles Schwab & CO., Inc. in Soquel, CA. Eli has been working in the financial services industry since 1996. Eli has a wide range of experience in the financial services industry, having worked at several firms, including Pruco Securities Corporation and American Express Financial Advisors Inc. Eli specializes in providing financial planning and investment advice to individuals and businesses.

Firm Information

Eli Pao is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Eli Pao’s Registration & Firm History

CA

01/02/2019 - Present

Charles Schwab & CO., Inc. (Soquel CA)

NJ

07/30/1999 - 06/20/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MN

11/14/1995 - 07/14/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/14/1995 - 07/14/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 12/04/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/09/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/18/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eli C Pao.
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