Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elford? Claim Your ProfileElford Morgan is a financial advisor with Avantax Advisory Services. Elford has been working in the financial industry for over 20 years and is registered with the state of Georgia as a Registered Investment Advisor. Elford is also registered with FINRA, a self-regulatory organization that oversees the securities industry. Elford has a wide range of experience in financial planning, portfolio management and investment services. Elford serves individual and business clients. Elford offers financial planning and investment services through Nichols, Cauley & Associates Financial Services, LLC, in addition to services through Avantax Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
GA
05/10/2022 - Present
Avantax Advisory Services (KENNESAW GA)
SC
02/02/2012 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (SPARTANBURG SC)
SC
06/15/2002 - 02/06/2012
WELLS FARGO ADVISORS, LLC (SPARTANBURG SC)
NC
05/29/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 06/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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