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Eleni Theresa Southworth

Foreside Fund Services, LLC

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About Eleni Theresa Southworth

Eleni Theresa Southworth is a registered representative with Foreside Fund Services, LLC. Eleni is licensed in 51 states, the District of Columbia, and Puerto Rico. Eleni has been in the industry since February 9, 2021. Prior to joining Foreside Fund Services, LLC, Eleni was employed by STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC. Eleni has successfully completed the following examinations: Series 63, Series 7TO, and SIE.

Firm Information

Eleni Southworth is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eleni Southworth’s Registration & Firm History

MA

04/11/2022 - Present

Foreside Fund Services, LLC (Boston MA)

MA

11/05/2020 - 01/03/2022

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Boston MA)

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Licenses & Designations

BC

Issued 06/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eleni Theresa Southworth.
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