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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elena? Claim Your ProfileElena Mischon is a financial advisor with UBS Financial Services Inc., with over 20 years of experience in the financial industry. Elena's professional experience includes previous roles at Morgan Stanley and Citigroup Global Markets Inc. Elena specializes in providing a wide range of financial services, including investment management, financial planning and educational seminars. Elena is registered with the state of Texas and holds FINRA Series 7, 9, 10, 31 and 66 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/20/2022 - Present
UBS Financial Services Inc. (The Woodlands TX)
TX
06/01/2009 - 10/27/2022
MORGAN STANLEY (Houston TX)
TX
10/24/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
08/24/2001 - 08/20/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 02/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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