Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elena? Claim Your ProfileElena Christine Phillips has been in the financial industry since December 16, 1997. Currently, Elena Christine Phillips is a registered representative of Northwestern Mutual Investment Services, LLC. This firm is located in Waukesha, Wisconsin. Elena Christine Phillips is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
02/28/2013 - Present
Northwestern Mutual Investment Services, LLC (Waukesha WI)
WI
09/12/2001 - 01/18/2012
SII INVESTMENTS, INC. (BROOKFIELD WI)
MN
01/16/2001 - 08/29/2001
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NJ
11/25/1994 - 02/16/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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