Unclaimed
Eleanore Kathryn Wood is a financial professional associated with Northwestern Mutual Investment Services, LLC, an investment firm with offices in Milwaukee, WI. Eleanore is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 6TO, and SIE licenses. Eleanore Kathryn Wood has been in the financial industry for over 2 years. The firm is registered with the Securities and Exchange Commission (SEC) as an investment advisor and has a total of 1 client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
07/08/2022 - Present
Northwestern Mutual Investment Services, LLC (WAUKESHA WI)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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