Invested Better
Unclaimed

Unclaimed

Unclaimed

Eleanor Winifred Breck

Baron Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eleanor? Claim Your Profile

About Eleanor Winifred Breck

Eleanor Winifred Breck is a financial advisor with Baron Capital, Inc. Eleanor is registered in 53 states and the District of Columbia. Eleanor has been in the securities industry since 10/17/2022. Prior to joining Baron Capital, Inc., Eleanor worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Eleanor holds the Series 66, Series 7TO and SIE exams.

Firm Information

Eleanor Breck is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eleanor Breck’s Registration & Firm History

NY

12/15/2023 - Present

Baron Capital, Inc. (NEW YORK NY)

NY

10/17/2022 - 12/12/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)

Not sure if Eleanor Winifred Breck is right for you?

Licenses & Designations

BOTH

Issued 11/11/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eleanor Winifred Breck.
Not sure if Eleanor Winifred Breck is right for you?