Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eleanor? Claim Your ProfileEleanor Rose Shaw is a financial advisor with Apollo Global Securities, LLC. Eleanor joined Apollo Global Securities, LLC in November 2019. Previously, Eleanor Rose Shaw was registered with UBS Financial Services Inc., from August 2012 to November 2019. Eleanor Rose Shaw holds FINRA Series 7 and Series 66 licenses. Eleanor also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2019 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/22/2012 - 11/26/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 10/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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