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Eleanor Anne De guigne

North Point Mergers AND Acquisitions, Inc.

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About Eleanor Anne De guigne

Eleanor De guigne is a registered representative with North Point Mergers And Acquisitions, Inc. in San Francisco, California. Eleanor has been in the securities industry since November 1, 2015. Eleanor has passed the Series 63, Series 7, Series 79, and SIE exams. Before joining North Point Mergers And Acquisitions, Inc. Eleanor worked at COWEN AND COMPANY and JMP SECURITIES LLC.

Firm Information

Eleanor De guigne is currently registered with North Point Mergers AND Acquisitions, Inc.. North Point Mergers AND Acquisitions, Inc. is a Corporation formed in December 2018. It is registered in 22 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eleanor De guigne’s Registration & Firm History

CA

07/12/2023 - Present

North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)

CA

03/27/2019 - 11/18/2022

COWEN AND COMPANY (San Francisco CA)

CA

02/17/2015 - 03/04/2019

JMP SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/17/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eleanor Anne De guigne.
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