Unclaimed
Eleanor De guigne is a registered representative with North Point Mergers And Acquisitions, Inc. in San Francisco, California. Eleanor has been in the securities industry since November 1, 2015. Eleanor has passed the Series 63, Series 7, Series 79, and SIE exams. Before joining North Point Mergers And Acquisitions, Inc. Eleanor worked at COWEN AND COMPANY and JMP SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/12/2023 - Present
North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)
CA
03/27/2019 - 11/18/2022
COWEN AND COMPANY (San Francisco CA)
CA
02/17/2015 - 03/04/2019
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 06/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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