Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elbert? Claim Your ProfileElbert Hicks has over 30 years of experience in the financial services industry. Elbert is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Elbert has previously been registered with INTL FCSTONE SECURITIES INC., Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Waterhouse Securities, Inc., SunTrust Securities, Inc., U.S. Advisors, Inc., Graystone Nash, Inc., The Stuart-James Company, Incorporated, Oppenheimer & Co., Inc., and First Fidelity Capital Corp. Elbert holds the Series 63, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 99TO and SIE licenses. Elbert is registered with the states of Florida, New Jersey, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/03/2021 - Present
Pershing LLC (CHARLOTTE NC)
FL
08/30/2004 - 07/26/2013
INTL FCSTONE SECURITIES INC. (WINTER PARK FL)
TX
04/06/2004 - 07/21/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/20/2004 - 03/09/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
01/04/1994 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
06/09/1992 - 11/29/1993
WATERHOUSE SECURITIES, INC. (OMAHA NE)
GA
06/30/1990 - 06/06/1992
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
03/03/1989 - 01/24/1990
U.S. ADVISORS, INC.
NA
09/16/1988 - 01/18/1989
GRAYSTONE NASH, INC.
NA
07/12/1988 - 10/03/1988
THE STUART-JAMES COMPANY, INCORPORATED
NA
05/24/1988 - 06/28/1988
OPPENHEIMER & CO., INC.
NA
02/23/1988 - 03/05/1988
FIRST FIDELITY CAPITAL CORP.
BC
Issued 08/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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