Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elbert? Claim Your ProfileElbert Clark Griggs is a financial advisor with over 30 years of experience in the industry. Elbert is registered with LPL Financial LLC, a leading financial services firm. Elbert is also registered as an investment advisor representative in Colorado and Texas. Previously, Elbert has worked at RBC DAIN RAUSCHER INC. and DAIN RAUSCHER INCORPORATED. Elbert provides financial planning, portfolio management, and other advisory services to individuals, corporations, and other entities. Elbert holds several licenses, including Series 7, 24, 31, and 63. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/24/2024 - Present
LPL Financial LLC (ENGLEWOOD CO)
NY
03/02/1998 - 02/13/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
09/07/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 03/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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