Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elba? Claim Your ProfileElba Lydia Vasquez is a financial professional with over 25 years of experience in the industry. Elba has a wide range of experience having worked for firms including Foreside Distribution Services, L.P., Funds Distributor, Inc. and UST Financial Services Corp. Currently, Elba is registered with HSBC Securities (USA) Inc. and is licensed to provide financial advice in all 50 states. Elba has several industry licenses including Series 7, 6, 31, and SIE, and is well-versed in various financial products and services. Elba is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/17/2008 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
ME
06/30/2003 - 12/17/2008
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
ME
08/29/1996 - 03/24/2003
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
NY
03/24/1995 - 08/22/1996
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
BC
Issued 10/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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