Unclaimed
Elaine rogers Elliott is a financial advisor with over 20 years of experience in the financial services industry. Elaine rogers Elliott is a registered representative of Wells Fargo Advisors Financial Network, LLC and has been with the firm since 2015. Elaine rogers Elliott provides financial planning and portfolio management services to individuals, families, businesses, and institutions. Elaine rogers Elliott is a Series 7, Series 24, and Series 66 licensed professional. Elaine rogers Elliott also holds a Bachelor of Science degree in Finance from the University of Texas at Austin. Previously, Elaine rogers Elliott was associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED for over 14 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/12/2015 - Present
Wells Fargo Advisors Financial Network, LLC (MIDLAND TX)
TX
10/24/2000 - 06/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDLAND TX)
BOTH
Issued 02/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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