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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Roecklein is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Elaine has been in the securities industry since 2005. Elaine is registered with the state of Florida, Texas and Virginia and holds Series 6, 7, 63 and 65 licenses. Elaine also provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
01/03/2022 - Present
Cambridge Investment Research Advisors, Inc. (Manassas VA)
MD
06/11/2018 - 10/09/2019
FSC SECURITIES CORPORATION (SILVER SPRING MD)
MD
05/02/2016 - 06/29/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Lutherville MD)
MD
06/07/2018 - 06/07/2018
FSC SECURITIES CORPORATION (BRUNSWICK MD)
MD
08/01/2012 - 05/02/2016
PURSHE KAPLAN STERLING INVESTMENTS (ROCKVILLE MD)
MD
09/30/2010 - 08/07/2012
LPL FINANCIAL LLC (ROCKVILLE MD)
MD
04/26/2010 - 09/09/2010
QA3 FINANCIAL CORP. (GAITHERSBURG MD)
MD
02/22/2007 - 04/30/2010
SECURITIES AMERICA, INC. (GAITHERSBURG MD)
MD
05/18/2005 - 01/18/2007
ROYAL ALLIANCE ASSOCIATES, INC. (GAITHERSBURG MD)
IA
Issued 07/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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