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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Stump is a financial advisor who has been in the industry since 1993. She currently works for Wells Fargo Clearing Services, LLC and is registered with both the state of Virginia and Texas. Elaine holds multiple securities licenses including Series 7, 9, 10, 63, and 66. She offers a variety of services, including financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Elaine has a long history of working with clients in the Roanoke area, and she is committed to helping them achieve their financial goals. Prior to working with Wells Fargo, Elaine was employed by Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, J.C. Bradford & Co., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/19/2017 - Present
Wells Fargo Clearing Services, LLC (ROANOKE VA)
VA
02/21/2006 - 08/21/2006
CITIGROUP GLOBAL MARKETS INC. (ROANOKE VA)
MD
07/14/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/22/1998 - 07/18/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/20/1993 - 01/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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