Unclaimed
Elaine Parent is a financial advisor currently registered with Sentry Equity Services, Inc. in Stevens Point, Wisconsin. Elaine has been in the industry since 1998 and has extensive experience working with clients in a variety of locations including Connecticut, Massachusetts, New York, Indiana and Wisconsin. Elaine is a licensed Series 7, 63, 65, 24 and SIE representative. Elaine has worked at several well known firms throughout her career including Lincoln Financial Advisors Corporation, MML Distributors, LLC, MML Investors Services, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., LINSCO/Private Ledger Corp., WS Griffith Securities, Inc., CIGNA Financial Services, Inc., and Quick & Reilly, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
01/04/2021 - Present
Sentry Equity Services, Inc. (STEVENS POINT WI)
IN
10/02/2018 - 12/24/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
05/01/2014 - 09/05/2018
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
07/19/2013 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
02/29/2008 - 12/31/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
12/08/2006 - 02/29/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
05/28/2004 - 06/06/2006
LINSCO/PRIVATE LEDGER CORP. (EAST HARTFORD CT)
CT
01/21/2004 - 06/17/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
09/18/1997 - 01/09/2004
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
05/09/1997 - 07/11/1997
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 12/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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