Unclaimed
Elaine Mary Pang is a financial advisor with Frontier Solutions, LLC. Elaine has been in the industry since 1990 and has worked with several firms over the years including Crito Capital LLC, Palladium Capital Group, LLC, and TOR Brokerage LLC. Elaine currently holds Series 63, 79, 72, SIE, and 7 licenses. Elaine is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/27/2023 - Present
Frontier Solutions, LLC (Richmond VA)
CT
08/04/2022 - 11/30/2023
CRITO CAPITAL LLC (WESTPORT CT)
FL
11/30/2021 - 07/28/2022
PALLADIUM CAPITAL GROUP, LLC (VENICE FL)
NJ
08/10/2017 - 12/20/2019
TOR BROKERAGE LLC (NORTH BERGEN NJ)
NY
09/15/2016 - 05/02/2017
MADISON PAIGE SECURITIES LLC (New York NY)
NY
11/10/2015 - 12/27/2016
LPE SECURITIES, LLC (New York NY)
NY
10/04/2013 - 11/04/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/11/2011 - 10/03/2013
BANC OF MANHATTAN CAPITAL (NEW YORK NY)
NY
09/16/2010 - 02/02/2011
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/06/2009 - 10/04/2010
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
03/29/1999 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
NY
03/21/1995 - 03/24/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/18/1991 - 01/16/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/17/1990 - 03/25/1991
UBS SECURITIES INC. (NEW YORK NY)
NA
06/12/1989 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
04/29/1987 - 03/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 05/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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