Unclaimed
Elaine Marie Brennan is a financial advisor with over 30 years of experience in the industry. Elaine currently works at Roosevelt & Cross, Inc. in New York, NY. Elaine has also been registered with A. G. BECKER INCORPORATED and CHEMICAL SECURITIES, INC.. Elaine is currently licensed in 12 states and holds Series 7, 52, 53, 63, and 50 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/1993 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
NY
04/23/1987 - 05/24/1993
CHEMICAL SECURITIES, INC. (NEW YORK NY)
NA
12/01/1980 - 09/11/1981
A. G. BECKER INCORPORATED
BC
Issued 03/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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