Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Peluso is a registered representative of Wells Fargo Clearing Services, LLC. Elaine is a financial advisor with over 30 years of experience in the industry. Elaine holds the Series 7, Series 9, Series 10 and Series 66 licenses. Elaine is registered in 25 states including California and Texas. Elaine has previously worked at Morgan Stanley and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/21/2022 - Present
Wells Fargo Clearing Services, LLC (STOCKTON CA)
CA
03/22/2021 - 10/08/2021
MORGAN STANLEY (STOCKTON CA)
CA
01/01/2009 - 03/22/2021
UBS FINANCIAL SERVICES INC. (SACRAMENTO CA)
BOTH
Issued 07/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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