Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Bernarding is a financial advisor with Fidelity Brokerage Services LLC. Elaine has over 20 years of experience in the financial industry. Elaine is registered in all 50 states and the District of Columbia. Elaine's previous employers include TIAA-CREF Individual & Institutional Services, LLC, Charles Schwab & Co., Inc., Piper Jaffray Inc. and Dillon Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/09/2015 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
01/05/2005 - 02/16/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
TX
11/04/1993 - 09/20/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
05/06/1991 - 10/05/1993
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
09/07/1990 - 03/01/1991
DILLON SECURITIES, INC.
CO
05/05/1989 - 09/12/1990
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
BC
Issued 01/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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