Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Leeray Yin is a financial advisor currently registered with Blackrock Investments, LLC and has been in the industry since January 31, 2005. Elaine is licensed in California. Elaine previously worked at PYRAMIS DISTRIBUTORS CORPORATION LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS, BLACKROCK FUND DISTRIBUTION COMPANY, BARCLAYS GLOBAL INVESTORS SERVICES and GOLDMAN SACHS EXECUTION & CLEARING, L.P.. Elaine holds Series 63, Series 4, Series 57TO, SIE, Series 3, Series 55, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/19/2016 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
CO
08/25/2014 - 02/03/2015
PYRAMIS DISTRIBUTORS CORPORATION LLC (DENVER CO)
CO
08/26/2013 - 09/04/2014
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DENVER CO)
CA
07/28/2011 - 11/08/2012
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SAN FRANCISCO CA)
CA
11/06/2009 - 07/15/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
11/15/2005 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
NY
09/24/2002 - 08/17/2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 09/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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